{"id":205,"date":"2026-10-20T16:25:16","date_gmt":"2026-10-20T13:25:16","guid":{"rendered":"https:\/\/127.0.0.1\/sec-and-amf-announce-supervisory-mou-to-enhance-cooperation-for-investment-advisers-and-investment-service-providers\/"},"modified":"2026-10-20T16:25:16","modified_gmt":"2026-10-20T13:25:16","slug":"sec-and-amf-announce-supervisory-mou-to-enhance-cooperation-for-investment-advisers-and-investment-service-providers","status":"publish","type":"post","link":"https:\/\/www.marketreviewdaily.com\/fr\/sec-and-amf-announce-supervisory-mou-to-enhance-cooperation-for-investment-advisers-and-investment-service-providers\/","title":{"rendered":"SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers"},"content":{"rendered":"<p>The summary above is from the announcement <strong>SEC<\/strong> published on October 20, 2026.<\/p>\n<h2>What the announcement says<\/h2>\n<blockquote>\n<p>The U.S. Securities and Exchange Commission (SEC) and the French Autorit\u00e9 des March\u00e9s Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU) designed to facilitate consultation and information-sharing in the supervision of certain investment advisers and investment companies regulated by the SEC and investment service providers supervised by the AMF.<\/p>\n<p>The MOU establishes a comprehensive framework for consultation, cooperation, and the exchange of information between the SEC and the AMF in connection with investment service providers, investment advisers, and investment companies that operate in the U.S. and in France and are overseen by either the SEC or the AMF.<\/p>\n<p>In particular, the MOU facilitates the SEC\u2019s registration and supervision of AMF supervised asset management companies wishing to conduct business in the United States as investment advisers. The SEC will process new and pending registration applications by AMF supervised asset management companies in the light of this arrangement.<\/p>\n<p>\u201cThis MOU exemplifies the necessary spirit of cooperation in securities regulation to expand opportunity and ensure our global markets thrive in ways that are flexible, innovative, and protective of investors worldwide,\u201d said SEC Chairman Paul S. Atkins. \u201cI thank our French colleagues for their cross-border collaboration and cooperation.\u201d<\/p>\n<p>\u201cWe welcome this MOU which marks a further step in strengthening cooperation between our two authorities and reflects our shared commitment to contribute to the development of our capital markets while safeguarding the integrity and resilience of the financial system and ensuring effective investor protection,\u201d said AMF Chair Marie-Anne Barbat-Layani.\u201d<\/p>\n<p><cite>SEC<\/cite><\/p><\/blockquote>\n<p>Supervisory announcements can change which entity is allowed to serve clients in a region, what investor protection applies to them, and which firms are under scrutiny.<\/p>\n<p><a href=\"https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service\" rel=\"nofollow noopener\" target=\"_blank\">Read the full announcement on SEC<\/a><\/p>\n<p class=\"note\">Compiled automatically from the source listed below. Follow the link for the full announcement.<\/p>","protected":false},"excerpt":{"rendered":"<p>SEC to Resume Processing Registration Applications<\/p>","protected":false},"author":0,"featured_media":0,"comment_status":"","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[9],"tags":[],"class_list":["post-205","post","type-post","status-publish","format-standard","hentry","category-markets"],"_links":{"self":[{"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/posts\/205","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/types\/post"}],"replies":[{"embeddable":true,"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/comments?post=205"}],"version-history":[{"count":0,"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/posts\/205\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/media?parent=205"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/categories?post=205"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.marketreviewdaily.com\/fr\/wp-json\/wp\/v2\/tags?post=205"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}