- Regulation
- SEC/CFTC, FINRA member (US); FCA FRN 208159; CBI C423427; ASIC AFSL 453554 SEC and CFTC registered; FINRA member, CRD 36418 FCA, FRN 208159 (source: broker disclosure) Central Bank of Ireland, reference C423427 (source: broker disclosure) ASIC, AFSL 453554 (source: broker disclosure)
Brokers by region
Brokers with an entity serving: United States
The table shows the legal entity and regulation that apply to this region for each reviewed broker. Protections such as compensation schemes and leverage limits depend on the entity, so always check which entity would hold an account.
Entities and regulation
| Broker | Legal entity | Regulator and licence | Score | Review |
|---|---|---|---|---|
| Charles Schwab | Charles Schwab & Co., Inc. | SEC and FINRA, CRD 5393, SEC broker-dealer number 8-16514, investment adviser number 801-29938, member SIPC | 4.3 | Read Review |
| Charles Schwab | Charles Schwab Futures and Forex LLC | CFTC-registered Futures Commission Merchant and NFA member, retail off-exchange currency dealer, NFA ID 477394 (source: broker disclosure) | 4.3 | Read Review |
| Charles Schwab | Charles Schwab Bank, SSB | Member FDIC (deposit and lending products) (source: broker disclosure) | 4.3 | Read Review |
| Charles Schwab | Charles Schwab Premier Bank, SSB | Member FDIC (cryptocurrency services and products) (source: broker disclosure) | 4.3 | Read Review |
| eToro | eToro USA Securities Inc | US SEC broker-dealer 8-70212 (securities, not CFDs) (source: broker disclosure) | 3.8 | Read Review |
| Forex.com | GAIN Capital Group LLC | CFTC-registered RFED and FCM, NFA ID 0339826 (source: broker disclosure) | 4.4 | Read Review |
| IG | tastyfx LLC | CFTC-registered RFED, NFA ID 0509630 (source: broker disclosure) | 4.6 | Read Review |
| Interactive Brokers | Interactive Brokers LLC | SEC and CFTC registered; FINRA member, CRD 36418 | 4.7 | Read Review |
| OANDA | OANDA Corporation | CFTC-registered FCM and RFED, NFA ID 0325821 (source: broker disclosure) | 2.9 | Read Review |
Broker reviews for this region
6 brokers
{shown} of {total} brokers regulation shown for {region}- Regulation
- FCA 195355, BaFin 148759, ASIC AFSL 515106, FSCA 41393, NFA 0509630 (tastyfx) FCA, FRN 195355 (source: broker disclosure) FCA, FRN 114059 (source: broker disclosure) BaFin, register number 148759 (source: broker disclosure) ASIC, AFSL 515106 (source: broker disclosure) FSCA, ODP FSP 41393 (source: broker disclosure) CFTC-registered RFED, NFA ID 0509630 (source: broker disclosure) Bermuda Monetary Authority, investment business licence (source: broker disclosure) FINMA (Switzerland), bank and securities dealer (source: broker disclosure) Monetary Authority of Singapore, Capital Markets Services licence (source: broker disclosure) Dubai Financial Services Authority (source: broker disclosure) Japan Financial Services Agency (source: broker disclosure)
- Regulation
- NFA 0339826, FCA 446717, CySEC 400/21, CIMA 25033 CFTC-registered RFED and FCM, NFA ID 0339826 (source: broker disclosure) FCA, FRN 446717 (source: broker disclosure) CySEC, licence 400/21 Cayman Islands Monetary Authority, Securities Investment Business licence 25033
- Regulation
- SEC/FINRA CRD 5393 (SEC 8-16514), member SIPC; FCA 225116 (UK) SEC and FINRA, CRD 5393, SEC broker-dealer number 8-16514, investment adviser number 801-29938, member SIPC CFTC-registered Futures Commission Merchant and NFA member, retail off-exchange currency dealer, NFA ID 477394 (source: broker disclosure) Member FDIC (deposit and lending products) (source: broker disclosure) Member FDIC (cryptocurrency services and products) (source: broker disclosure) FCA, FRN 225116
- Regulation
- CySEC 109/10, FCA 583263, ASIC AFSL 491139, FSRA ADGM 220073, MAS CMS101824 CySEC, licence 109/10 FCA, FRN 583263 (source: broker disclosure) ASIC, AFSL 491139 (source: broker disclosure) ADGM Financial Services Regulatory Authority, licence 220073 (source: broker disclosure) FSA Seychelles, licence SD076 (source: broker disclosure) Monetary Authority of Singapore, licence CMS101824 (source: broker disclosure) US SEC broker-dealer 8-70212 (securities, not CFDs) (source: broker disclosure)
- Regulation
- NFA 0325821, FCA 542574, ASIC AFSL 412981, KNF, BVI FSC SIBA/L/20/1130 CFTC-registered FCM and RFED, NFA ID 0325821 (source: broker disclosure) FCA, FRN 542574 (source: broker disclosure) Polish Financial Supervision Authority (KNF), licence KPWiG-4021-54-1/2004 (source: broker disclosure) ASIC, AFSL 412981 (source: broker disclosure) BVI Financial Services Commission, licence SIBA/L/20/1130 (source: broker disclosure) Monetary Authority of Singapore, Capital Markets Services Licence (source: broker disclosure) Canadian Investment Regulatory Organization (CIRO) member (source: broker disclosure)
No brokers match these filters.
This review is provided for general information and does not constitute an endorsement, investment advice or a recommendation to open an account. Broker information may change after publication. Readers should verify regulatory status, product availability, fees and legal documentation through official sources before making any decision.